Hedge Fund Licenses
Hedge Fund Marketing License Question
Our team received this question via email this weekend:"What license(s) are needed to market hedge funds as a third party marketer?"
Our answer:
We cannot provide legal/financial advice at all via email but I do know that some of us are required to hold our Series 7 and Series 63 to perform this type of sales work - this will probably vary based on your CCO or sponsoring broker-dealer. I believe part of this answer might also depend on the types of funds you represent. Hope this helps.
As noted within the answer above this is no form of compliance or regulatory advice, just an example of what licenses some third party marketers are being required to hold.
Permanent Link: Hedge Fund Marketing Licenses
Tags: Hedge Fund Marketing Compliance, Hedge Fund Marketing Laws, Hedge Fund Marketing Licenses, Hedge Fund Marketing License, Third Party Marketing License
